Recording a FINRA Arbitration
| by Heather Duncan, Esq.
Image by Ajay Suresh from New York, NY, USA [CC BY 2.0]
Upon occasion, Network Deposition Services is asked to provide a certified shorthand reporter to cover an arbitration for FINRA. FINRA, the private self-regulatory organization that regulates many aspects of the security industry, follows its own unique set of procedural rules and regulations.